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Investment adviser main search page

All investment adviser firms currently licensed to do business in Oregon are included on this site. About 250 of those firms are regulated by the Oregon Division of Finance and Corporate Securities (DFCS), and 470 are under federal jurisdiction and are licensed by the Securities and Exchange Commission (SEC). For more information about SEC-licensed firms, call (202) 942-7040.

If the firm you seek is not on this site, it may be exempt from licensing. Call DFCS at (503) 378-4140 for more information.

Information is updated weekly and can be searched several ways:

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Division of Finance & Corporate Securities
P.O. Box 14480, Salem, OR 97309-4305
(503) 378-4140 • Toll-free (866) 814-9710