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All investment adviser firms currently licensed to do business
in Oregon are included on this site. About 250 of those firms
are regulated by the
Oregon Division of Finance and Corporate Securities (DFCS),
and 470 are under federal jurisdiction and are licensed by
the Securities and Exchange
Commission (SEC). For more information about SEC-licensed
firms, call (202) 942-7040.
If the firm you seek is not on this site, it may be exempt
from licensing. Call DFCS at (503) 378-4140 for more information.
Information is updated weekly and can be searched several