|
| Allen, Dennis F. |
| Jacksonville, OR |
| Violation: Delivered an annuity on an unapproved policy form. Misrepresentations on insurance applications. |
| Penalty: $4,000 fine. |
| Date of Order: 07/01/1998 |
|
Final
|
|
| Bauman, Robert E. |
| Sheridan, OR |
| Violation: Misappropriated premiums. |
| Penalty: License revoked; $1,640 fine. |
| Date of Order: 09/10/1998 |
|
Final
|
|
| Briece, John A.; and Financial Techniques International, Inc. |
| Troutdale, OR |
| Violation: Made misrepresentations on policy applications; used dishonest or fraudulent practices. |
| Penalty: Licenses revoked; $2,500 fine. |
| Date of Order: 09/29/1998 |
|
Final
|
|
| Evinger, Michael J. |
| Chehalis, WA |
| Violation: Made false or misleading statements about the financial condition of two insurance companies. |
| Penalty: $1,000 fine. |
| Date of Order: 12/23/1998 |
|
Final
|
|
| Gillespie, Raymond N.; and Ore Cal Insurance |
| Albuquerque, NM |
| Violation: Misappropriated premiums. |
| Penalty: Licenses revoked. |
| Date of Order: 10/15/1998 |
|
Final
|
|
| Joiner, Paul B. |
| Eugene, OR |
| Violation: Misappropriated premiums. Made misrepresentations to policyholders. Transacted insurance without a license. Transacted insurance without an appointment. |
| Penalty: License revoked; $500 fine. |
| Date of Order: 12/01/1998 |
|
Final
|
|
| Lipping, Titus T.; and ABC Insurance Services |
| North Bend, OR |
| Violation: Misappropriated, converted to his own use or illegally withheld money belonging to an insurer received as payment for insurance. |
| Penalty: Licenses revoked; $8,000 fine. |
| Date of Order: 07/16/1998 |
|
Final
|
|
| Scott, Johnnie Lee |
| Medford, OR |
| Violation: Misappropriated premiums. |
| Penalty: $1,000 fine in addition to penalties and sanctions that were assessed Aug. 12, 1998. |
| Date of Order: 10/14/1998 |
|
Final
|
|
| Scott, Johnnie Lee; Scott, Richard K.; New Life Insurance Agency and New Life Agency, Inc. |
| Medford, OR |
| Violation: Misappropriated premiums. Made misrepresentations on applications and to applicants. Used unapproved forms. |
| Penalty: Licenses revoked. Johnnie Lee Scott and Richard K. Scott were each assessed a fine of $2,500. |
| Date of Order: 08/12/1998 |
|
Final
|
|
| Tierney, Donald R. |
| Tigard, OR |
| Violation: Misappropriated premiums. |
| Penalty: License revoked. |
| Date of Order: 09/24/1998 |
|
Final
|
|
Proposed
|
|
| Williams, James V. |
| Corvallis, OR |
| Violation: Misappropriated premiums. Transacted insurance after appointment had been terminated. Failed to respond to inquiries from the Director. |
| Penalty: License revoked; $4,500 fine. |
| Date of Order: 12/23/1998 |
|
Final
|
