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Administrative Orders - 2011
Enforcement Orders - Producer Actions

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Adams, Douglas B
Salem, Oregon
Violation: Misled the public about his insurance expertise and qualifications; failed to report misdemeanor criminal prosecutions for telephonic harassment and unlawful possession of a firearm; failed to respond timely or truthfully to a DCBS director's inquiry.
Penalty: $9,000
Date of Order: 11/21/2011
Final
Anderson, Rainer B
Eugene, Oregon
Violation: Failed to respond to DCBS director's inquiry
Penalty: Expired Oregon resident individual insurance producer license revoked
Date of Order: 01/11/2011
Final
Arnold, Gregory A
Portland, Oregon
Violation: Producer subject to an order suspending Oregon insurance producer license pursuant to ORS 25.780 (1)
Penalty: Oregon resident individual insurance producer license suspended
Date of Order: 01/11/2011
Final
Bader Company
Indianapolis, Indiana
Violation: Accepted insurance business from unlicensed storage companies
Penalty: $33,000
Date of Order: 11/16/2011
Final
Brumand-Far, Lisa L
Salem, Oregon
Violation: Producer subject to an order suspending Oregon insurance producer licenses pursuant to ORS 25.780 (1)
Penalty: Oregon resident individual insurance producer license suspended from Sept. 29, 2011 to Dec. 2, 2011.
Final-Suspension
Final–Termination of suspension
Claiborne, Mark E
Walla Walla, Washington
Violation: Made unsuitable recommendation in three annuity transactions; made false or fraudulent statement relative to an application for insurance; failed to promptly or truthfully respond to inquiries from the DCBS director.
Penalty: Oregon expired nonresident individual insurance producer license revoked
Date of Order: 11/07/2011
Final
Amended Proposed Order
Craig, Bryan R
Medford, Oregon
Violation: Agent withheld premium refund from insured
Penalty: Agent surrenders Oregon resident insurance producer license and agrees to never apply for insurance license or work in industry
Date of Order: 02/28/2011
Final
Cue, Dolphus
Portland, Oregon
Violation: Producer subject to an order suspending Oregon insurance producer license pursuant to ORS 25.780 (1)
Penalty: Resident individual insurance producer license suspended
Date of Order: 01/06/2011
Final
Falcon-Diaz, Margarita S
Keizer, Oregon
Violation: Agent used false Social Security number on insurance applications and change of address form
Penalty: Oregon resident individual producer license revoked; Falcon-Diaz agrees never to apply for insurance license or work in industry
Date of Order: 04/18/2011
Final
Harlow, Danny J
Vancouver, Washington
Violation: Made unsuitable recommendation in annuity transaction
Penalty: $9,000
Date of Order: 07/11/2011
Final
Hauff, Eddy K
Kelso, Washington
Violation: Hauff provided incorrect information on her 2011 insurance producer license application
Penalty: DCBS director refuses to issue Hauff the nonresident individual insurance producer license
Date of Order: 09/09/2011
Final
Hawkins, John H
Portland, Oregon
Violation: Convicted in State of Washington of identity theft and possession of stolen property; nonresident individual producer license revoked by Washington insurance regulators; Hawkins failed to notify DCBS of Washington regulators' action and of the criminal convictions; failed to respond to DCBS director's inquiry.
Penalty: Oregon resident individual insurance producer license revoked
Date of Order: 07/12/2011
Final
Hill, Amanda J
Scappoose, Oregon
Violation: Failed to respond to a DCBS director's inquiry into a complaint that Hill received premium payments that were not made available to the insurer
Penalty: Resident individual insurance producer and business entity license revoked
Date of Order: 09/07/2011
Final
Horst, J. Timothy
Portland, Oregon
Violation: Forged client signatures on insurance applications; made a false statement about an insurance application; failed to notify the DCBS director about an address change; failed to notify the DCBS director of a change in residence.
Penalty: $3,400
Date of Order: 10/04/2011
Final
Proposed
Kleszcz, Vincent J
Lewisville, Texas
Violation: Provided untrue information on an Oregon insurance license application by failing to disclose actions taken against him by another state; as a licensed Oregon agent, failed to report administrative actions taken against him by Wisconsin and South Dakota insurance regulators; failed to respond to a DCBS director's inquiry
Penalty: Expired Oregon resident individual insurance producer license revoked
Date of Order: 04/18/2011
Final
Knowles, Edmund R
Eugene, Oregon
Violation: Made unsuitable recommendation in annuity transaction
Penalty: Oregon resident individual insurance producer license suspended for 30 days, from Feb. 22, 2011 to March 24, 2011
Date of Order: 02/17/2011
Final
Proposed
Lakey, Kimberly J
West Linn, Oregon
Violation: Producer subject to an order suspending Oregon insurance producer license pursuant to ORS 25.780 (1)
Penalty: Oregon resident individual insurance producer license suspended from Dec. 19, 2011, to July 26, 2012.
Date of Order: 12/19/2011
Final
License reinstatement order
Lewis, Tiffany L
Bedford, Texas
Violation: Disbarred from practicing law in Texas; convicted in Texas of misapplication of fiduciary property; failed to disclose 2009 conviction and 2005 disbarment in an October 2010 Oregon insurance license application; failed to respond to DCBS director's inquiry.
Penalty: Oregon nonresident individual insurance producer license revoked
Date of Order: 08/10/2011
Final
Mings, Marlowe E
Milwaukie, Oregon
Violation: Producer subject to an order suspending Oregon insurance producer license pursuant to ORS 25.780 (1)
Penalty: Oregon resident individual insurance producer license suspended
Date of Order: 01/31/2011
Final
Mueller, Nicholas J
Portland, Oregon
Violation: Misappropriated money by failing to remit client's insurance application and $260 in premium money to insurer; failed to report to the director filing of criminal drug charges in Multnomah County and subsequent conviction on charge of manufacturing marijuana within 1000 feet of a school; and failed to notify DCBS director of change of business and residence addresses.
Penalty: Oregon resident individual insurance producer license revoked
Date of Order: 02/28/2011
Final
Paradiso, Joseph B
Canby, Oregon
Violation: Failed to respond to a DCBS director's inquiry about alleged fraud
Penalty: Expired Oregon resident individual producer license revoked
Date of Order: 04/18/2011
Final
Robinson, Daniel R
Rancho Cordova, California
Violation: Convicted in California of misdemeanor crime of resisting an executive officer; provided false information on 2008 Oregon producer license application; insurance regulators in California and Virginia took administrative action against agent for failing to disclose conviction on producer license application; Robinson failed to disclose administrative actions by other states to Oregon insurance regulators; Robinson failed to respond to an Oregon DCBS director's inquiry.
Penalty: Oregon resident individual insurance producer license revoked
Date of Order: 10/28/2011
Final
Sandford, Charlotte M
Castle Rock, Washington
Violation: Misappropriated money by making personal use of premium money intended for insurance; failed to deposit premiums into trust account; resident individual insurance producer license revoked by Washington regulators; failed to report Washington's action to Oregon regulators.
Penalty: Expired Oregon nonresident individual insurance producer license revoked
Date of Order: 08/31/2011
Final
Sherrell, Brenda J
Hermiston, Oregon
Violation: Misappropriated insurance premium money; failed to deposit premiums into insurance premium trust account within seven days of receipt of premium
Penalty: Oregon resident individual insurance producer license revoked; Sherrell agrees never to reapply for agent license or work in insurance industry
Date of Order: 03/30/2011
Final
Sloan, Chet A
Vancouver, Washington
Violation: Agent used coercion in pressuring a client to purchase an unwanted Medicare supplement policy; failed to truthfully respond to a DCBS director's inquiry about the incident
Penalty: Oregon nonresident individual insurance producer license revoked
Date of Order: 09/14/2011
Final
Stewart, Shawn J
Roseburg, Oregon
Violation: Producer subject to an order suspending Oregon insurance producer license pursuant to ORS 25.780 (1)
Penalty: Oregon resident individual producer license suspended from Jan. 31, 2011, to June 21, 2011.
Date of Order: 01/31/2011
Final
License reinstatement order
Wernke, Steven B
Portland, Oregon
Violation: Producer subject to an order suspending Oregon insurance producer license pursuant to ORS 25.780 (1)
Penalty: Oregon resident individual insurance producer license suspended from Dec. 19, 2011, to Feb. 15, 2012
Date of Order: 12/19/2011
Final
Reinstatement
Youngblood, Jordan A
Eugene, Oregon
Violation: Failed to respond to DCBS director's inquiry about a client complaint
Penalty: Oregon resident individual insurance producer license revoked
Date of Order: 08/03/2011
Final