Download investment
adviser data file
File description: This tab-delimited
ASCII file contains a single record for each of the approximately
620 investment adviser firms currently licensed to do business
in Oregon. The file is less than 1 MB in size. A record layout
(list of fields) is provided below.
Download procedures: To retrieve
the file, click the download button below. A dialogue box
will pop up and ask where you want to store the file for your
later use. Indicate the path and file name for saving the
file on your computer. It may take a few minutes to complete
the download.
Download investment adviser information
|
To download the file to your system, click on the button
below.
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Please note: The Oregon Department
of Consumer and Business Services does not have the staff
resources to provide technical support for downloading information.
If you have difficulty retrieving the file, please consult
your technical staff first.
Record layout for the Oregon investment adviser firm download
|
Field name |
Length |
Type |
Comments |
| 0 |
(blank) |
1 |
N/A |
|
| 1 |
License number |
9 |
Character |
Firm license number |
| 2 |
Firm name |
75 |
Character |
Name of the investment adviser firm |
| 3 |
Attn: Name |
40 |
Character |
Firm contact person name |
| 4 |
Street address |
40 |
Character |
Location address, if available; otherwise street
address |
| 5 |
City |
20 |
Character |
City in which firm is located |
| 6 |
County |
20 |
Character |
County in which firm is located (or "Out of
State") |
| 7 |
State |
2 |
Character |
State in which firm is located (Standard 2-letter
state abbreviations) |
| 8 |
Zip code |
10 |
Character |
Firm's Zip code |
| 9 |
Phone |
10 |
Character |
Firm's area code and seven-digit phone number |
| 10 |
Start date |
8 |
Numeric |
Date the firm was first licensed as an investment
adviser (YYYYMMDD) |
| 11 |
Expiration date |
8 |
Numeric |
Date firm's license will expire unless renewed (YYYYMMDD) |
| 12 |
Jurisdiction |
4 |
Character |
Agency that regulates the firm ("SEC"
or "DFCS") |
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