|
| Feurer, Jessica M |
| Windsor, Connecticut |
| Violation: Convicted of felony involving dishonesty or breach of trust; resident insurance adjuster license revoked by State of Connecticut. |
| Penalty: Nonresident insurance adjuster license revoked |
| Date of Order: 12/10/2008 |
| Final |
|
| Gellinger, Mark E |
| Lake Oswego, Oregon |
| Violation: Failure to file or pay tax returns or taxes |
| Penalty: Oregon resident insurance producer license suspended from Dec. 18, 2008, until his license expires or the Department of Consumer and Business Services director receives proof that all returns and taxes are paid to the Oregon Department of Revenue |
| Date of Order: 12/18/2008 |
| Final |
| Proposed |
|
| Hall, Bob L |
| Portland, Oregon |
| Violation: Forged person’s name on application for insurance or related document. |
| Penalty: Oregon resident producer license revoked. |
| Date of Order: 09/05/2008 |
| Final |
|
| Hartman, Brenda G |
| Roseburg, Oregon |
| Violation: Was convicted of a felony involving dishonesty or breach of trust. Failed to report a criminal action to the DCBS director. |
| Penalty: Oregon resident producer license revoked |
| Date of Order: 04/14/2008 |
| Final |
|
| Kleck, Jack S |
| Union, Oregon |
| Violation: Was subject to enforcement action by a state securities regulator. |
| Penalty: Oregon resident producer license revoked |
| Date of Order: 01/17/2008 |
| Final |
|
| Lee, Yo Song |
| Seattle, Washington |
| Violation: Misappropriated money. Failed to notify the DCBS director of changes to his business and residence addresses. |
| Penalty: Oregon resident individual producer license revoked |
| Date of Order: 03/28/2008 |
| Final |
|
| Lorett, Jay A |
| Portland, Oregon |
| Violation: Misappropriated insurance premiums. |
| Penalty: Oregon resident producer license revoked |
| Date of Order: 01/14/2008 |
| Final |
|
| Mellerio, Byron C |
| McMinnville, Oregon |
| Violation: Failed to deposit insurance premiums in a premium trust account. Misappropriated premiums. |
| Penalty: Oregon resident producer license revoked |
| Date of Order: 01/17/2008 |
| Final |
|
| Moore, Jeffrey L |
| Milwaukie, Oregon |
| Violation: Convicted of felony involving dishonesty or breach of trust, failed to report criminal action |
| Penalty: Oregon resident insurance producer license revoked |
| Date of Order: 12/17/2008 |
| Final |
|
| Olvera-Godinez, Jose A |
| Salem, Oregon |
| Violation: Was convicted of a felony involving dishonesty or breach of trust. Failed to report a criminal action. Failed to notify the DCBS director of a change of business address. |
| Penalty: In lieu of enforcement action, Olvera-Godinez surrendered his Oregon resident producer license |
| Date of Order: 05/08/2008 |
| Final |
|
| Reinking, Kenneth E |
| Eugene, Oregon |
| Violation: Withheld money. Used a fradulent practice in the conduct of business. |
| Penalty: Oregon resident producer license revoked |
| Date of Order: 01/17/2008 |
| Final |
|
| Rethwill, Darlene J. and Trautman, Perrin & Hale Insurance, Inc |
| Portland, Oregon |
| Violation: Rethwill misappropriated insurance premiums, used a dishonest practice in business and failed to promptly and truthfully respond to inquiries from the DCBS director. Trautman, Perrin & Hale Insurance, Inc., failed to report Rethwill's violation to DCBS or take corrective action. |
| Penalty: Rethwill fined $43,714 and her Oregon individual resident producer license revoked. Trautman, Perrin & Hale Insurance, Inc., resident business entity insurance producer license revoked. |
| Date of Order: 09/18/2008 |
| Final |
| Proposed |
|
| Ridenhour, Ty A |
| Vancouver, Washington |
| Violation: Was convicted of a misdemeanor involving dishonesty or breach of trust. Provided incorrect and materially untrue information on an Oregon insurance producer license application. |
| Penalty: License application denied |
| Date of Order: 02/25/2008 |
| Final |
|
| Sherburn, Joshua A |
| Portland, Oregon |
| Violation: Failed to respond to an inquiry from the DCBS director |
| Penalty: Oregon resident individual insurance producer license revoked |
| Date of Order: 12/09/2008 |
| Final |
|
| Sicheneder, Barbara J |
| Coos Bay, Oregon |
| Violation: Made false or misleading representations about the financial condition of an insurer when trying to sell insurance. Used fraudulent, coercive or dishonest practices or demonstrated incompetence in the practice of business. |
| Penalty: Oregon resident producer license revoked |
| Date of Order: 05/05/2008 |
| Final |
| Proposed |
|
| Sissom, Darrell R |
| Happy Valley, Oregon |
| Violation: Failed to respond to an inquiry from the DCBS director. |
| Penalty: Oregon resident producer license revoked |
| Date of Order: 08/04/2008 |
| Final |
|
| Sloan, Kenneth D |
| Boise, Idaho |
| Violation: Used a dishonest practice in the conduct of business. Was subject to and failed to report enforcement action by another state insurance regulator. Failed to notify the DCBS director of a change in business address. |
| Penalty: Oregon nonresident producer license revoked |
| Date of Order: 03/24/2008 |
| Final |
|
| Sykes, Sue Ellen |
| Creswell, Oregon |
| Violation: Failed to make a reasonable inquiry of an applicants circumstances before recommending an annuity transaction. |
| Penalty: In lieu of enforcement action, Sykes agrees to surrender her Oregon resident producer license effective April 30, 2008. |
| Date of Order: 03/21/2008 |
| Final |
