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Administrative Orders - 2011
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Orders require Adobe Acrobat© Reader, available free. |
| Adams, Douglas B |
| Salem, Oregon |
Violation: Misled the public about his insurance expertise and qualifications; failed to report misdemeanor criminal prosecutions for telephonic harassment and unlawful possession of a firearm; failed to respond timely or truthfully to a DCBS director's inquiry. |
Penalty: $9,000 |
| Date of Order: 11/21/2011 |
| Final |
| Anderson, Rainer B |
| Eugene, Oregon |
Violation: Failed to respond to DCBS director's inquiry |
Penalty: Expired Oregon resident individual insurance producer license revoked |
| Date of Order: 01/11/2011 |
| Final |
| Arnold, Gregory A |
| Portland, Oregon |
Violation: Producer subject to an order suspending Oregon insurance producer license pursuant to ORS 25.780 (1) |
Penalty: Oregon resident individual insurance producer license suspended |
| Date of Order: 01/11/2011 |
| Final |
| Bader Company |
| Indianapolis, Indiana |
Violation: Accepted insurance business from unlicensed storage companies |
Penalty: $33,000 |
| Date of Order: 11/16/2011 |
| Final |
| Brumand-Far, Lisa L |
| Salem, Oregon |
Violation: Producer subject to an order suspending Oregon insurance producer licenses pursuant to ORS 25.780 (1) |
Penalty: Oregon resident individual insurance producer license suspended from Sept. 29, 2011 to Dec. 2, 2011. |
| Final-Suspension |
| Final–Termination of suspension |
| Claiborne, Mark E |
| Walla Walla, Washington |
Violation: Made unsuitable recommendation in three annuity transactions; made false or fraudulent statement relative to an application for insurance; failed to promptly or truthfully respond to inquiries from the DCBS director. |
Penalty: Oregon expired nonresident individual insurance producer license revoked |
| Date of Order: 11/07/2011 |
| Final |
| Amended Proposed Order |
| Craig, Bryan R |
| Medford, Oregon |
Violation: Agent withheld premium refund from insured |
Penalty: Agent surrenders Oregon resident insurance producer license and agrees to never apply for insurance license or work in industry |
| Date of Order: 02/28/2011 |
| Final |
| Cue, Dolphus |
| Portland, Oregon |
Violation: Producer subject to an order suspending Oregon insurance producer license pursuant to ORS 25.780 (1) |
Penalty: Resident individual insurance producer license suspended |
| Date of Order: 01/06/2011 |
| Final |
| Falcon-Diaz, Margarita S |
| Keizer, Oregon |
Violation: Agent used false Social Security number on insurance applications and change of address form |
Penalty: Oregon resident individual producer license revoked; Falcon-Diaz agrees never to apply for insurance license or work in industry |
| Date of Order: 04/18/2011 |
| Final |
| Harlow, Danny J |
| Vancouver, Washington |
Violation: Made unsuitable recommendation in annuity transaction |
Penalty: $9,000 |
| Date of Order: 07/11/2011 |
| Final |
| Hauff, Eddy K |
| Kelso, Washington |
Violation: Hauff provided incorrect information on her 2011 insurance producer license application |
Penalty: DCBS director refuses to issue Hauff the nonresident individual insurance producer license |
| Date of Order: 09/09/2011 |
| Final |
| Hawkins, John H |
| Portland, Oregon |
Violation: Convicted in State of Washington of identity theft and possession of stolen property; nonresident individual producer license revoked by Washington insurance regulators; Hawkins failed to notify DCBS of Washington regulators' action and of the criminal convictions; failed to respond to DCBS director's inquiry. |
Penalty: Oregon resident individual insurance producer license revoked |
| Date of Order: 07/12/2011 |
| Final |
| Hill, Amanda J |
| Scappoose, Oregon |
Violation: Failed to respond to a DCBS director's inquiry into a complaint that Hill received premium payments that were not made available to the insurer |
Penalty: Resident individual insurance producer and business entity license revoked |
| Date of Order: 09/07/2011 |
| Final |
| Horst, J. Timothy |
| Portland, Oregon |
Violation: Forged client signatures on insurance applications; made a false statement about an insurance application; failed to notify the DCBS director about an address change; failed to notify the DCBS director of a change in residence. |
Penalty: $3,400 |
| Date of Order: 10/04/2011 |
| Final |
| Proposed |
| Kleszcz, Vincent J |
| Lewisville, Texas |
Violation: Provided untrue information on an Oregon insurance license application by failing to disclose actions taken against him by another state; as a licensed Oregon agent, failed to report administrative actions taken against him by Wisconsin and South Dakota insurance regulators; failed to respond to a DCBS director's inquiry |
Penalty: Expired Oregon resident individual insurance producer license revoked |
| Date of Order: 04/18/2011 |
| Final |
| Knowles, Edmund R |
| Eugene, Oregon |
Violation: Made unsuitable recommendation in annuity transaction |
Penalty: Oregon resident individual insurance producer license suspended for 30 days, from Feb. 22, 2011 to March 24, 2011 |
| Date of Order: 02/17/2011 |
| Final |
| Proposed |
| Lakey, Kimberly J |
| West Linn, Oregon |
Violation: Producer subject to an order suspending Oregon insurance producer license pursuant to ORS 25.780 (1) |
Penalty: Oregon resident individual insurance producer license suspended from Dec. 19, 2011, to July 26, 2012. |
| Date of Order: 12/19/2011 |
| Final |
| License reinstatement order |
| Lewis, Tiffany L |
| Bedford, Texas |
Violation: Disbarred from practicing law in Texas; convicted in Texas of misapplication of fiduciary property; failed to disclose 2009 conviction and 2005 disbarment in an October 2010 Oregon insurance license application; failed to respond to DCBS director's inquiry. |
Penalty: Oregon nonresident individual insurance producer license revoked |
| Date of Order: 08/10/2011 |
| Final |
| Mings, Marlowe E |
| Milwaukie, Oregon |
Violation: Producer subject to an order suspending Oregon insurance producer license pursuant to ORS 25.780 (1) |
Penalty: Oregon resident individual insurance producer license suspended |
| Date of Order: 01/31/2011 |
| Final |
| Mueller, Nicholas J |
| Portland, Oregon |
Violation: Misappropriated money by failing to remit client's insurance application and $260 in premium money to insurer; failed to report to the director filing of criminal drug charges in Multnomah County and subsequent conviction on charge of manufacturing marijuana within 1000 feet of a school; and failed to notify DCBS director of change of business and residence addresses. |
Penalty: Oregon resident individual insurance producer license revoked |
| Date of Order: 02/28/2011 |
| Final |
| Paradiso, Joseph B |
| Canby, Oregon |
Violation: Failed to respond to a DCBS director's inquiry about alleged fraud |
Penalty: Expired Oregon resident individual producer license revoked |
| Date of Order: 04/18/2011 |
| Final |
| Robinson, Daniel R |
| Rancho Cordova, California |
Violation: Convicted in California of misdemeanor crime of resisting an executive officer; provided false information on 2008 Oregon producer license application; insurance regulators in California and Virginia took administrative action against agent for failing to disclose conviction on producer license application; Robinson failed to disclose administrative actions by other states to Oregon insurance regulators; Robinson failed to respond to an Oregon DCBS director's inquiry. |
Penalty: Oregon resident individual insurance producer license revoked |
| Date of Order: 10/28/2011 |
| Final |
| Sandford, Charlotte M |
| Castle Rock, Washington |
Violation: Misappropriated money by making personal use of premium money intended for insurance; failed to deposit premiums into trust account; resident individual insurance producer license revoked by Washington regulators; failed to report Washington's action to Oregon regulators. |
Penalty: Expired Oregon nonresident individual insurance producer license revoked |
| Date of Order: 08/31/2011 |
| Final |
| Sherrell, Brenda J |
| Hermiston, Oregon |
Violation: Misappropriated insurance premium money; failed to deposit premiums into insurance premium trust account within seven days of receipt of premium |
Penalty: Oregon resident individual insurance producer license revoked; Sherrell agrees never to reapply for agent license or work in insurance industry |
| Date of Order: 03/30/2011 |
| Final |
| Sloan, Chet A |
| Vancouver, Washington |
Violation: Agent used coercion in pressuring a client to purchase an unwanted Medicare supplement policy; failed to truthfully respond to a DCBS director's inquiry about the incident |
Penalty: Oregon nonresident individual insurance producer license revoked |
| Date of Order: 09/14/2011 |
| Final |
| Stewart, Shawn J |
| Roseburg, Oregon |
Violation: Producer subject to an order suspending Oregon insurance producer license pursuant to ORS 25.780 (1) |
Penalty: Oregon resident individual producer license suspended from Jan. 31, 2011, to June 21, 2011. |
| Date of Order: 01/31/2011 |
| Final |
| License reinstatement order |
| Wernke, Steven B |
| Portland, Oregon |
Violation: Producer subject to an order suspending Oregon insurance producer license pursuant to ORS 25.780 (1) |
Penalty: Oregon resident individual insurance producer license suspended from Dec. 19, 2011, to Feb. 15, 2012 |
| Date of Order: 12/19/2011 |
| Final |
| Reinstatement |
| Youngblood, Jordan A |
| Eugene, Oregon |
Violation: Failed to respond to DCBS director's inquiry about a client complaint |
Penalty: Oregon resident individual insurance producer license revoked |
| Date of Order: 08/03/2011 |
| Final |
