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Administrative Orders - 2013
Enforcement Orders - Producer Actions

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AQA Insurance Inc.
Portland, Oregon
Violation: Transacted insurance business as an intermediary in Oregon without a license; failed to notify the DCBS director of agents transacting insurance on its behalf; and failed to promptly respond to the DCBS director's inquiries.
Penalty: $30,000
Date of Order: 12/03/2013
Final
Proposed
Bieker Agency, Inc.
Bend, Oregon
Violation: Comingled premium with other money in trust account; failed to adequately describe why it charged a service fee for handling certain Oregon Construction Contractors Board matters for clients
Penalty: $15,000 and must refund $45,985 in service fees
Date of Order: 05/08/2013
Final
Collup, Michelle L
Encinitas, California
Violation: Failed to notify the DCBS director that she was using an assumed business name; charged impermissible fees in 15 instances
Penalty: $600; ordered to refund $2,490 to clients
Date of Order: 01/31/2013
Final
Dunn, Dennis L
Salem, Oregon
Violation: Failed to report suspension of Oregon law license to the DCBS director
Penalty: Dunn agrees not to apply for a license or work in the industry for a year
Date of Order: 02/28/2013
Final
Eisenhauer, Michael R
Wilsonville, Oregon
Violation: Submitted "good student discount" applications to car insurer that agent misrepresented were completed by school officials when agent actually completed the applications.
Penalty: Resident individual insurance producer license revoked
Date of Order: 09/17/2013
Final
Geronimo-Cornejo, Itzia A
Tualatin, Oregon
Violation: Sought car insurance premium discounts in 10 instances involving herself and her boyfriend, based on fraudulent information.
Penalty: Resident individual producer license revoked; agent agrees never to work in Oregon insurance industry.
Date of Order: 10/11/2013
Final
Goldbloom, Aryeh T
Skokie, Illinois
Violation: Failed to disclose on license application that he was disciplined by the National Association of Securities Dealers and Illinois securities regulators for alleged violations of securities rules; failed to report to the Oregon DCBS director that Wisconsin insurance regulators took administrative actions against him for violations of laws involving the suitability of annuity recommendations.
Penalty: Goldbloom surrenders Oregon nonresident insurance producer license and agrees that neither he nor AGT Tax and Insurance Services will apply for any Oregon insurance license for at least five years
Date of Order: 02/06/2013
Final
Gombar, George J. and Rick Gombar Insurance Services Inc
Los Angeles, California
Violation: Failed to report civil penalties and/or insurance producer license revocations by insurance regulators in Kentucky, Washington and Indiana; failed to disclose administrative actions by other regulators on Oregon insurance producer license renewal application; failed to respond to a DCBS director's inquiry; and failed to report violations on behalf of the business.
Penalty: Gombar and Rick Gombar Insurance Services surrender Oregon nonresident insurance producer licenses; agree not to apply for any insurance license in the future
Date of Order: 01/30/2013
Final
Ippolito, Michael P
South Hadley, Massachusetts
Violation: Insurance regulators in 19 other states took action to revoke agent's license after an insurer reported that the agent misrepresented facts of the business he submitted; agent failed to report actions in the 19 other states to Oregon insurance regulator; and agent failed to respond to an inquiry from Oregon insurance regulator.
Penalty: Expired Oregon nonresident individual producer license revoked
Date of Order: 08/21/2013
Final
Madison, Raymond W
McMinnville, Oregon
Violation: Collected insurance premiums from businesses but kept the money rather than sending it to the insurer; failed to deposit premiums into a trust account; created false certificates of insurance in 29 instances; failed to notify DCBS of a change in resident and business address; failed to respond or respond completely and truthfully to several DCBS inquiries.
Penalty: Expired Oregon individual insurance producer license and active individual insurance consultant licenses revoked; ordered to pay $46,044 in restitution to seven businesses
Date of Order: 09/19/2013
Final
McDonald, Summer L
Portland, Oregon
Violation: Sent fictitious insurance applications to insurance company in return for commissions; transacted insurance after her producer license expired; failed to notify DCBS director of a change in business address
Penalty: Expired Oregon resident individual insurance producer license revoked
Date of Order: 01/03/2013
Final
Meisenheimer, Terry A
Portland, Oregon
Violation: Producer subject to an order suspending Oregon insurance producer licenses pursuant to ORS 25.774
Penalty: Oregon resident individual insurance producer license suspended from Jan. 30, 2013, to Feb. 27, 2013.
Date of Order: 01/30/2013
Final
License reinstatement order
Nguyen, Nhat Alexander
Portland, Oregon
Violation: Failed to notify DCBS director of change in business address; violated prohibition against rebates by offering complimentary concert tickets to clients who purchased insurance policy.
Penalty: $2,100
Date of Order: 01/03/2013
Final
Oliver, Jason R
Philomath, Oregon
Violation: Producer subject to order suspending license pursuant to ORS 25.780(1)
Penalty: Resident individual producer license suspended
Date of Order: 05/08/2013
Final
Otteman, Brandy M
Vancouver, Washington
Violation: Provided misleading or incomplete information about Multnomah, Oregon, and Clark County, Washington, theft convictions on her Oregon application for a license to sell insurance
Penalty: DCBS director refused to issue nonresident individual insurance producer license
Date of Order: 12/16/2013
Final
Owen, Matthew L
Portland, Oregon
Violation: Failure to notify the DCBS director of a change in address; failed to respond to a director's inquiry.
Penalty: Oregon resident individual insurance producer license revoked
Date of Order: 01/02/2013
Final
Phillips, Dane R
Portland, Oregon
Violation: Failed to notify the DCBS director of a chance in business address; failed to respond to a director's inquiry.
Penalty: Oregon resident individual insurance producer license revoked
Date of Order: 01/03/2013
Final
Phillips, Jason M
Molalla, Oregon
Violation: Producer subject to an order suspending Oregon insurance producer license pursuant to ORS 25.780 (1)
Penalty: Oregon individual insurance producer license suspended
Date of Order: 07/25/2013
Final
Quality Adjusting, Inc
Portland, Oregon
Violation: Adjusted insurance claims without a license
Penalty: $1,000
Date of Order: 03/13/2013
Final
Ruble, Robin V
Oregon City, Oregon
Violation: Washington regulators revoked Ruble's resident individual insurance producer license for making false representations involving life insurance applications; Ruble failed to report Washington's action to Oregon regulators and failed to respond to an Oregon DCBS director's inquiry
Penalty: Oregon resident individual insurance producer license revoked
Date of Order: 01/03/2013
Final
Smith, Cherie G and Best Insurance Consultants, LLC
Banks, Oregon
Violation: Convicted of theft charges in Washington and Multnomah counties; failed to report the prosecutions to the Department of Consumer and Business Services and to disclose the convictions on insurance renewal application
Penalty: Revoked expired resident individual insurance producer license, unexpired resident individual insurance consultant license and expired resident business entity insurance producer license
Date of Order: 05/08/2013
Final
Proposed
Wiles, Arthur D
Donald, Oregon
Violation: Producer subject to an order suspending Oregon insurance producer license pursuant to ORS 25.780 (1)
Penalty: Oregon resident individual insurance producer license suspended
Date of Order: 01/11/2013
Final
Williams, David E
Portland, Oregon
Violation: Failed to notify DCBS director of change in addresses and telephone number; failed to timely respond to a director's inquiry.
Penalty: $500
Date of Order: 03/13/2013
Final
Williams, David E
Portland, Oregon
Violation: Producer subject to an order suspending Oregon insurance producer license pursuant to ORS 25.780 (1)
Penalty: Oregon resident individual insurance producer license suspended
Date of Order: 05/23/2013
Final