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Administrative Orders - 2013
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Orders require Adobe Acrobat© Reader, available free. |
| Bieker Agency, Inc. |
| Bend, Oregon |
Violation: Comingled premium with other money in trust account; failed to adequately describe why it charged a service fee for handling certain Oregon Construction Contractors Board matters for clients |
Penalty: $15,000 and must refund $45,985 in service fees |
| Date of Order: 05/08/2013 |
| Final |
| Collup, Michelle L |
| Encinitas, California |
Violation: Failed to notify the DCBS director that she was using an assumed business name; charged impermissible fees in 15 instances |
Penalty: $600; ordered to refund $2,490 to clients |
| Date of Order: 01/31/2013 |
| Final |
| Dunn, Dennis L |
| Salem, Oregon |
Violation: Failed to report suspension of Oregon law license to the DCBS director |
Penalty: Dunn agrees not to apply for a license or work in the industry for a year |
| Date of Order: 02/28/2013 |
| Final |
| Goldbloom, Aryeh T |
| Skokie, Illinois |
Violation: Failed to disclose on license application that he was disciplined by the National Association of Securities Dealers and Illinois securities regulators for alleged violations of securities rules; failed to report to the Oregon DCBS director that Wisconsin insurance regulators took administrative actions against him for violations of laws involving the suitability of annuity recommendations. |
Penalty: Goldbloom surrenders Oregon nonresident insurance producer license and agrees that neither he nor AGT Tax and Insurance Services will apply for any Oregon insurance license for at least five years |
| Date of Order: 02/06/2013 |
| Final |
| Gombar, George J. and Rick Gombar Insurance Services Inc |
| Los Angeles, California |
Violation: Failed to report civil penalties and/or insurance producer license revocations by insurance regulators in Kentucky, Washington and Indiana; failed to disclose administrative actions by other regulators on Oregon insurance producer license renewal application; failed to respond to a DCBS director's inquiry; and failed to report violations on behalf of the business. |
Penalty: Gombar and Rick Gombar Insurance Services surrender Oregon nonresident insurance producer licenses; agree not to apply for any insurance license in the future |
| Date of Order: 01/30/2013 |
| Final |
| McDonald, Summer L |
| Portland, Oregon |
Violation: Sent fictitious insurance applications to insurance company in return for commissions; transacted insurance after her producer license expired; failed to notify DCBS director of a change in business address |
Penalty: Expired Oregon resident individual insurance producer license revoked |
| Date of Order: 01/03/2013 |
| Final |
| Meisenheimer, Terry A |
| Portland, Oregon |
Violation: Producer subject to an order suspending Oregon insurance producer license pursuant to ORS 25.780 (1) |
Penalty: Oregon resident individual insurance producer license suspended |
| Date of Order: 01/30/2013 |
| Final |
| Nguyen, Nhat Alexander |
| Portland, Oregon |
Violation: Failed to notify DCBS director of change in business address; violated prohibition against rebates by offering complimentary concert tickets to clients who purchased insurance policy. |
Penalty: $2,100 |
| Date of Order: 01/03/2013 |
| Final |
| Oliver, Jason R |
| Philomath, Oregon |
Violation: Producer subject to order suspending license pursuant to ORS 25.780(1) |
Penalty: Resident individual producer license suspended |
| Date of Order: 05/08/2013 |
| Final |
| Owen, Matthew L |
| Portland, Oregon |
Violation: Failure to notify the DCBS director of a change in address; failed to respond to a director's inquiry. |
Penalty: Oregon resident individual insurance producer license revoked |
| Date of Order: 01/02/2013 |
| Final |
| Phillips, Dane R |
| Portland, Oregon |
Violation: Failed to notify the DCBS director of a chance in business address; failed to respond to a director's inquiry. |
Penalty: Oregon resident individual insurance producer license revoked |
| Date of Order: 01/03/2013 |
| Final |
| Quality Adjusting, Inc |
| Portland, Oregon |
Violation: Adjusted insurance claims without a license |
Penalty: $1,000 |
| Date of Order: 03/13/2013 |
| Final |
| Ruble, Robin V |
| Oregon City, Oregon |
Violation: Washington regulators revoked Ruble's resident individual insurance producer license for making false representations involving life insurance applications; Ruble failed to report Washington's action to Oregon regulators and failed to respond to an Oregon DCBS director's inquiry |
Penalty: Oregon resident individual insurance producer license revoked |
| Date of Order: 01/03/2013 |
| Final |
| Smith, Cherie G and Best Insurance Consultants, LLC |
| Banks, Oregon |
Violation: Convicted of theft charges in Washington and Multnomah counties; failed to report the prosecutions to the Department of Consumer and Business Services and to disclose the convictions on insurance renewal application |
Penalty: Revoked expired resident individual insurance producer license, unexpired resident individual insurance consultant license and expired resident business entity insurance producer license |
| Date of Order: 05/08/2013 |
| Final |
| Proposed |
| Wiles, Arthur D |
| Donald, Oregon |
Violation: Producer subject to an order suspending Oregon insurance producer license pursuant to ORS 25.780 (1) |
Penalty: Oregon resident individual insurance producer license suspended |
| Date of Order: 01/11/2013 |
| Final |
| Williams, David E |
| Portland, Oregon |
Violation: Failed to notify DCBS director of change in addresses and telephone number; failed to timely respond to a director's inquiry. |
Penalty: $500 |
| Date of Order: 03/13/2013 |
| Final |
