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Administrative Orders - 2014
Enforcement Orders
Company - Marketplace Violations

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Aviva Life and Annuity Company et al
Violation: A multistate examination of company practices to ensure that life insurance, annuities and other products are timely paid to beneficiaries.
Penalty: $4 million to participating states (about $35,000 to Oregon) and initiated reforms to ensure thorough searches for beneficiaries.
Date of Order: 01/09/2014
Final
Regulatory Settlement Agreement
Midland National Life Insurance Company, et al
Violation: A multistate examination of company practices to ensure that life insurance, annuities and other products are timely paid to beneficiaries.
Penalty: $3.3 million to participating states (about $14,200 to Oregon) and initiated reforms to ensure thorough searches for beneficiaries.
Date of Order: 01/09/2014
Final
Regulatory Settlement Agreement
Time Insurance Company
Milwaukee, Wisconsin
Violation: Failed to make a decision on internal appeals within 30 days.
Penalty: $40,000
Date of Order: 08/07/2014
Final