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Administrative Orders - 2014
Enforcement Orders - Producer Actions

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Anderson, Joshua W
North Bend, Oregon
Violation: Failed to report a criminal prosecution; convicted of a felony involving dishonesty or breach of trust;
Penalty: Oregon resident individual insurance producer license revoked
Date of Order: 05/08/2014
Final
AQA Insurance Inc.
Portland, Oregon
Violation: Failed to pay civil penalty by due date.
Penalty: $2,000
Date of Order: 04/24/2014
Final
Baker, James A
Gresham, Oregon
Violation: Failed to respond to DCBS director's inquiry
Penalty: Resident individual insurance producer license revoked
Date of Order: 03/11/2014
Final
Brown, Michael J
Port Townsend, Washington
Violation: Failed to notify DCBS director that Washington revoked his resident individual insurance producer license; failed to respond to DCBS director inquiry.
Penalty: Oregon nonresident individual insurance producer license revoked
Date of Order: 05/07/2014
Final
Bruhn, Lyman J
Vancouver, Washington
Violation: Failed to report to the DCBS director administrative actions taken against him by the U.S. Securities and Exchange Commission and the Washington Department of Financial Institutions
Penalty: Expired nonresident individual insurance producer license revoked
Date of Order: 03/11/2014
Final
Burrows, Philip E
Eustis, Florida
Violation: Failed to respond to DCBS director's inquiry
Penalty: Expired nonresident individual insurance producer license revoked
Date of Order: 03/11/2014
Final
Butler, James E
Eugene, Oregon
Violation: Sought resident insurance producer license; previous license revoked 10/30/2012.
Penalty: Probationary license issued for two years
Date of Order: 04/03/2014
Final
Collup, Michelle
Encinitas, California
Violation: Failed to comply with director's order; failed to promptly and truthfully respond to a proper inquiry by the director.
Penalty: Oregon nonresident individual insurance producer license revoked.
Date of Order: 09/12/2014
Final
Proposed
Garcia, Jesus Abel II
Salem, Oregon
Violation: Convicted of theft charges in Marion County; failed to report the prosecution to the DCBS director; failed to respond to DCBS director's inquiry about a complaint
Penalty: Expired resident individual insurance producer license revoked
Date of Order: 03/11/2014
Final
Jaskic, Indira and Jaskic Insurance LLC
Portland, Oregon
Violation: Allowed employee to sell insurance without a license; took payment for insurance but did not purchase policy; issued false insurance cards; withheld insurance premium; used insurance premium to pay for personal and business expenses; failed to deposit insurance premium into a trust account; commingled non-premium with premium in a trust account; transacted insurance without a license; failed to respond to director's inquiry; failed to notify director of using an assumed business name and a change of business address; did not properly label trust account checks.
Penalty: Oregon resident individual producer license and Oregon resident business entity insurance producer license revoked.
Date of Order: 09/03/2014
Final
Jones, Joseph H
Gresham, Oregon
Violation: Collected insurance premiums but kept most of the money, rather than sending it to insurers; engaged in various dishonest practices such as received premium but failed to inform insurer; issued false insurance cards; intentionally recorded incorrect telephone numbers of insureds; intentionally caused insurer to pay him a commission he was not entitled to; and failed to deposit premiums into a trust account.
Penalty: Resident individual insurance producer license revoked
Date of Order: 04/03/2014
Final
Jones, Michelle J
Tigard, Oregon
Violation: Producer subject to an order suspending Oregon insurance producer licenses pursuant to ORS 25.780(1)
Penalty: Oregon resident individual insurance producer license suspended from April 11, 2014, to May 6, 2014
Date of Order: 04/11/2014
Final
License reinstatement order
Maxey, Nicole R
Milwaukie, Oregon
Violation: Applied for and received unemployment benefits from Oregon Employment Department that she was not entitled to; failed to notify director that Oregon Employment Department took administrative action against her; failed to notify the director of a change of business address.
Penalty: Oregon resident individual producer license revoked
Date of Order: 08/07/2014
Final
Orth, Tyler J
Troutdale, Oregon
Violation: Failed to respond to director's inquiry
Penalty: Oregon resident individual insurance producer license revoked.
Date of Order: 09/24/2014
Final
Peterson, Robert J
Portland, Oregon
Violation: Failed to notify director of change in business address; failed to respond to director's inquiry.
Penalty: Expired Oregon resident individual insurance producer license revoked.
Date of Order: 11/10/2014
Final
Pham, Eric P
Salem, Oregon
Violation: Convicted of a felony in Benton County; provided incorrect information on insurance license application.
Penalty: Refused Oregon resident individual insurance producer license.
Date of Order: 11/10/2014
Final
Tran, Donny
Tualatin, Oregon
Violation: Used a dishonest practice in business by signing or directing someone else to sign an insured's name on a form to change the insured's agent of record; failed to notify the DCBS director of a change of business address and telephone number; and failed to respond to the DCBS director's inquiry
Penalty: $2,100
Date of Order: 03/11/2014
Final
Warren, Michael A
Portland, Oregon
Violation: Producer subject to order suspending license pursuant to ORS 25.780(1).
Penalty: Resident individual producer license suspended.
Date of Order: 11/10/2014
Final
Wolf, Dale D
Salem, Oregon
Violation: Applied insurance premium payments to the insurance to another person without the knowledge or consent of the person who made the payment; failed to notify director he had closed his insurance business; failed to respond to director's inquiry.
Penalty: Expired Oregon resident individual producer license revoked
Date of Order: 06/05/2014
Final